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Stand:updated on 07.02.2018 | Topic Measures Measures and sanctions by BaFin's Securities Supervision Directorate

On its website, BaFin makes public certain measures and sanctions which it has adopted due to contraventions of prohibitions and requirements in the sector of securities supervision or which have been made known to BaFin pursuant to section 335 (1d) of the German Commercial Code (Handelsgesetzbuch – HGB).

Non-anonymised publication

The following table provides a list of all cases of non-anonymised publication.

Date Title:
25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Vi­van­co Gruppe AG
25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Vi­van­co Gruppe AG
25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Wild Bunch AG
25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Wild Bunch AG
17.06.2025 ECHOS Hold­ing AG: BaFin im­pos­es ad­min­is­tra­tive fines
13.06.2025 In­noves­ti­ca Hold­ings Inc.: BaFin im­pos­es ad­min­is­tra­tive fines
06.06.2025 Don­ner & Reuschel Ak­tienge­sellschaft: BaFin im­pos­es ad­min­is­tra­tive fine
05.06.2025 pub­li­ty AG: BaFin im­pos­es ad­min­is­tra­tive fine
27.05.2025 SAP SE: BaFin im­pos­es ad­min­is­tra­tive fine
15.05.2025 ECHOS Hold­ing AG: BaFin im­pos­es ad­min­is­tra­tive fines

Anonymised publication

Under certain circumstances measures adopted by BaFin are made public on an anonymised basis. This is the case, for example, if publication would result in disproportionately large damage for the natural or legal person concerned. The following table provides an overview of all cases of anonymised publication:

Date Title:
01.02.2022 BaFin im­pos­es ad­min­is­tra­tive fines
20.12.2021 BaFin im­pos­es ad­min­is­tra­tive fine
05.08.2021 BaFin im­pos­es ad­min­is­tra­tive fine
06.04.2021 BaFin im­pos­es ad­min­is­tra­tive fines
10.08.2020 BaFin im­pos­es ad­min­is­tra­tive fines
10.08.2020 BaFin im­pos­es ad­min­is­tra­tive fine
10.08.2020 BaFin im­pos­es ad­min­is­tra­tive fine
23.07.2020 BaFin im­pos­es ad­min­is­tra­tive fines

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Publications on this topic

Format News Erscheinung: from 25.06.2025 Ethena GmbH: BaFin ini­ti­ates re­demp­tion pro­cess for US­De to­kens

On 25 June 2025, BaFin issued instructions to Ethena GmbH to wind up business. The company had been issuing a crypto token called USDe. Holders of USDe tokens have the opportunity from now until 6 August 2025 (a total of 42 calendar days) to assert redemption claims against Ethena GmbH in accordance with the provisions of the EU’s Markets in Crypto Assets Regulation (MiCAR).

Format Measure Erscheinung: from 25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Vi­van­co Gruppe AG

On 3 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Vivanco Gruppe AG.

Format Measure Erscheinung: from 25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Vi­van­co Gruppe AG

On 3 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Vivanco Gruppe AG.

Format Measure Erscheinung: from 25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Wild Bunch AG

On 15 May 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Wild Bunch AG.

Format Measure Erscheinung: from 25.06.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on Wild Bunch AG

On 15 May 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Wild Bunch AG.

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