BaFin

Topic Compliance Information on data processing

The Federal Financial Supervisory Authority (Bundesanstalt für FinanzdienstleistungsaufsichtBaFin) processes personal data to meet its legal and (pre-)contractual obligations.

This also includes data which BaFin collected from you. Below, you will be advised about data processing and your respective rights. BaFin thus complies with its duty to provide information in accordance with Article 13 and Article 14 of the EU General Data Protection Regulation (GDPR).

Ad Hoc Disclosures
Administrative procedures under the Benchmark Regulation
BaFin website: newsletter and protected areas
Central Procurement Division
Contact Point for Whistleblowers
Data processing in connection with applications for positions and memberships in international bodies
Data processing for managers’ transactions
Data processing for market maker and primary dealer activities
Event Organisation (external and internal attendees)
General complaints - WA
General enquiries - WA
Group visits
Information on data processing for notifications of major holdings
Information on data processing for registration for the update notification service regarding major holdings reporting
International bodies (contact lists, organisational charts)
Net short positions in shares and sovereign debt
Processing of applications for authorisation
Reporting and Publishing Platform (MVP Portal)
Reporting of suspicious transactions relating to the ban on uncovered short sales
Requests from abroad for administrative assistance (e.g. Fit & Proper procedures)
Suspicious transaction and order reports by foreign authorities (MAR)
updated on: 10.09.2018

Did you find this article helpful?

We appreciate your feedback

* Mandatory field

Publications on this topic

In­for­ma­tion on da­ta pro­cess­ing re­gard­ing the su­per­vi­sion of vi­o­la­tions of statu­to­ry pro­vi­sions (sub­mis­sion of ad hoc dis­clo­sures and self-ex­emp­tions via the MVP Por­tal/fax)

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) processes personal data to meet its legal and (pre-)contractual obligations. This also includes data which BaFin collected from you. To promote awareness regarding data processing and your rights and to comply with its duty to provide information in accordance with Article 13 and Article 14 of the EU

In­for­ma­tion on da­ta pro­cess­ing re­gard­ing sus­pi­cious trans­ac­tion and or­der re­ports by for­eign au­thor­i­ties re­lat­ing to mar­ket abuse

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) processes personal data to meet its legal and (pre-)contractual obligations. This also includes data which BaFin collected from you. To promote awareness regarding data processing and your rights and to comply with our duty to provide information in accordance with Article 13 of the EU General …

In­for­ma­tion on da­ta pro­cess­ing re­gard­ing the pro­cess­ing of ap­pli­ca­tions for au­tho­ri­sa­tion un­der sec­tion 102 of the Ger­man Se­cu­ri­ties Trad­ing Act (Wert­pa­pier­han­dels­ge­setz – WpHG)

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) processes personal data to meet its legal and (pre-)contractual obligations. This also includes data which BaFin collected from you. To promote awareness regarding data processing and your rights and to comply with our duty to provide information in accordance with Article 13 and Article 14 of the EU

In­for­ma­tion on da­ta pro­cess­ing re­gard­ing ad­min­is­tra­tive pro­ce­dures un­der the Bench­mark Reg­u­la­tion

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) processes personal data to meet its legal and (pre-)contractual obligations. This also includes data which BaFin collected from you. To promote awareness regarding data processing and your rights and to comply with our duty to provide information in accordance with Article 13 and Article 14 of the EU

In­for­ma­tion on da­ta pro­cess­ing for mar­ket mak­er and pri­ma­ry deal­er ac­tiv­i­ties

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) processes personal data to meet its legal and (pre-)contractual obligations. This also includes data which BaFin collected from you. To promote awareness regarding data processing and your rights and to comply with its duty to provide information in accordance with Article 13 and Article 14 of the EU

All documents