Topic MVP-Portal MVP Portal
This service is intended for those providers who would like to meet BaFin's notification, reporting and transmission requirements on the basis of a simple and secure electronic data exchange system or who are required to use the Reporting and Publishing Platform.
Please note
The MVP Portal is available to you for your notification and filing requirements, including:
| Specialised Procedure | further description |
|---|---|
| Announcement (sections 114 et seq. WpHG) | Notifying BaFin of the publication of an announcement in the context of the periodic financial reporting pursuant to WpHG |
| CSDR Art. 7 Settlement Fails Reporting | Reports of a Central Securitites Depository (CSD) pursuant to Art. 7(1) of the CSDR (Monthly or annual) |
| Buy-back programmes and stabilisation measures | Reports pursuant to Art. 5 MAR and Regulation No. (EU) 2016/1052 |
| Company Takeovers (WpÜG) | Filing of applications, documents and notifications in accordance with the WpÜG |
| Electronic filings of final terms of the offer | Pursuant to Art 8 (5) PR |
| Employee and Complaints Register | Reports pursuant to section 87 of the German Securities Trading Act (WpHG) |
| Insurance Supervision | Electronic filings related to Insurance Supervision |
| Insurance Supervision - Solvency II | Electronic filings related to Insurance Supervision under Solvency II |
| Net Short Positions | Notifications relating to Regulation (EU) No. 236/2012 |
| Notifications of Major Holdings | (Sec. 33 et seq. WpHG) |
| TEST_Notifications of Major Holdings | (Sec. 33 et seq. WpHG) |
| Position limits for commodity derivates | Application process and reporting following articles 57, 58 of Directive 2014/65/EU (MiFID II) |
| Position limits in commodity derivates | Application process and reporting following articles 57, 58 of Directive 2014/65/EU (MiFID II) |
| Prospectuses (EU-VO/WpPG/ VermAnlG) | Submission of Prospectuses, Supplements, Capital Investments Information Sheets and Securities Information Sheets |
| Recovery planning based on the simplified requirements under section 19 of the SAG | |
| Settlement internalisers | Reports pursuant to Art. 9(1) of the CSDR |
| Transaction reporting (Article 26 of the MiFIR) |
Access and registration
In order to submit notifications or make filings for a specialised procedure, you first have to register with the MVP Portal through the access administration function. To use the specialised procedures, you then have to submit an application for participation in the respective specialised procedure in the MVP Portal electronically. The application generated as a PDF file has to be printed out and sent to BaFin together with the additional documents for the respective specialised procedure. For details on the additional documents and/or requirements for the selected specialised procedure, please refer to the application.
Please also refer to the documents under "Additional information".
Contact:
MVP Support
for technical questions and problems
E-mail: mvp-support@bafin.de
