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Erscheinung:12.08.2025 | Topic Digitalisierung, Risk management Doc­u­men­ta­tion re­quire­ments un­der DO­RA – made easy (or eas­i­er)

What documentation requirements do companies have to fulfil under DORA? The Federal Financial Supervisory Authority (BaFin) has published an overview to help companies navigate these requirements.

More: Documentation requirements under DORA – made easy (or easier) …

Erscheinung:08.07.2025 | Topic Measures ROY As­set Hold­ing SEBaFin im­pos­es ad­min­is­tra­tive fine

On 27 June 2025, BaFin imposed an administrative fine amounting to 250,000 euros on ROY Asset Holding SE. The company had contravened obligations under the German Securities Trading Act (WertpapierhandelsgesetzWpHG). It had failed to publish its half-yearly financial report for the financial year 2024.

More: Announcement …

Warnings and notes for consumers

Erscheinung:18.08.2025 | Topic Unauthorised business, Consumer protection Iden­ti­ty fraud: BaFin warns con­sumers about the web­site akquivest­gmbh(.)com

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website akquivestgmbh(.)com. BaFin suspects the unknown operators of this website of offering consumers financial and investment services without the required authorisation. These offers are not provided by AkquiVest GmbH, Munich (website: gerholdinvest.com), which has no connection to the website akquivestgmbh(.)com. This is a case of identity fraud.

More: Identity fraud: BaFin warns consumers about the website akquivestgmbh(.)com …

Erscheinung:18.08.2025 | Topic Unauthorised business, Consumer protection What­sApp groups: BaFin in­ves­ti­gates the com­pa­nies Venus In­vest­ment Al­liance and gim­coinese(.)com/Gim­CN

According to the information available to BaFin, Venus Investment Alliance is using WhatsApp groups and chats to contact German investors. In cooperation with the company Gimcoinese operating the website gimcoinese.com and the app GimCN, the company is offering financial and investment services without authorisation. Neither company is supervised by BaFin. The initiators - Anna Schulz, Prof. Michael Schmidt und Philipp Hopf - are fake identities.

More: WhatsApp groups: BaFin investigates the companies Venus Investment Alliance and gimcoinese(.)com/GimCN …