Expert search
Search results
Please note that entries from the BaFin databases are not covered by the search function. If you would like to know whether an institution or company hold an authorisation, have passed the notification procedure or have established a representative office in Germany, please use our database of companies. Other databases are also available, for example for searching for funds, prospectuses or contracted brokers.
Search results 1 to 20 from a total of 525 for search item " "
show by
Topic MeasuresAnnouncement regarding Donner & Reuschel Aktiengesellschaft
On 14 May 2025, BaFin imposed an administrative fine amounting to 110,000 euros on Donner & Reuschel Aktiengesellschaft. In 2021, the company failed to conduct the required review of the target market for a self-designed financial instrument and thus violated its obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG).
Topic MeasuresAnnouncement
On 14 May 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 10,000 euros on publity AG. In 2020, the company offered securities to the public without the prior publication of a prospectus and thus violated its obligations under Regulation (EU) 2017/1129 (EU Prospectus Regulation).
Topic MeasuresAnnouncement
On 14 May 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 1,750,000 euros on SAP SE. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). SAP SE had failed to publish an announcement stating the date from which and the website on which the annual financial …
Topic MeasuresAnnouncement
On 18 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 10,000 euros on ECHOS Holding AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). ECHOS Holding AG had failed to publish an announcement about the date from which and the website where its …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on VARTA AKTIENGESELLSCHAFT
On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on VARTA AKTIENGESELLSCHAFT
On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ROY Asset Holding SE
On 13 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ROY Asset Holding SE
On 20 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.
Topic MeasuresAnnouncements regarding AKBANK AG
BaFin has ordered that AKBANK AG must remedy shortcomings in the proper business organisation of anti-money laundering as well as other areas. A special commissioner appointed by BaFin is monitoring implementation. The institution must also meet increased own funds requirements. In addition, BaFin has imposed administrative fines in the total amount of EUR 432,500 on AKBANK AG.
Topic MeasuresAnnouncement
On 3 April 2025, the Federal Financial Supervisory Authority (BaFin) imposed administrative fines amounting to EUR 520,000 on UmweltBank AG. Over a period of several years, the company had been found to have shortcomings in its WpHG compliance function, thus contravening obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). An adequately resourced compliance …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on LIBERO football finance AG
On 29 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on LIBERO football finance AG.
Topic MeasuresAnnouncement
On 6 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 1,095,000 euros on Talanx AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Talanx AG had failed to publish an announcement about the date from which and the website where its 2022 …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on IHS Nr. 2 GS GmbH
On 21 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on IHS Nr. 2 GS GmbH.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on DEMIRE Deutsche Mittelstand Real Estate AG
On 9 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on DEMIRE Deutsche Mittelstand Real Estate AG
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on DEMIRE Deutsche Mittelstand Real Estate AG
On 9 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on DEMIRE Deutsche Mittelstand Real Estate AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on IHS Nr. 2 GS GmbH
On 21 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on IHS Nr. 2 GS GmbH.
Topic MeasuresAnnouncement
On 4 February 2025, the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) imposed administrative fines amounting to EUR 23.05 million on Deutsche Bank AG. The company breached organisational requirements under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) in connection with the sale of derivatives. In addition, its Postbank …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on pferdewetten.de AG
On 17 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on pferdewetten.de AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on pferdewetten.de AG
On 17 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on pferdewetten.de AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Gateway Real Estate AG
On 8 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on Gateway Real Estate AG.
