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Internationale Versicherungsgruppen (refer to: International insurance groups - Milestone achieved: extended field testing of global capital standard)
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In­ter­na­tion­al in­sur­ance groups - Mile­stone achieved: ex­tend­ed field test­ing of glob­al cap­i­tal stan­dard

In October 2013, the International Association of Insurance Supervisors (IAIS) announced that it would develop a risk-based global insurance capital standard (ICS) for internationally active insurance groups (IAIGs). The objective is to create globally consistent measurement …

In October 2013, the International Association of Insurance Supervisors (IAIS) announced that it would develop a risk-based global insurance capital standard (ICS) for internationally active insurance groups (IAIGs). The objective is to create globally consistent measurement methods and approaches for insurance supervisors in the area of own funds and capital requirements.

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News

Date: 25.09.2017 - Topic Authorisation requirements GLSSTOCKS has no authorisation pursuant to section 32 of the German Banking Act (Kreditwesengesetz – KWG)

On its website GLSSTOCKS offers customers the opportunity to open an account for trading in foreign currencies and derivatives, i.e. in contracts for difference (CFDs). More: GLSSTOCKS has no authorisation pursuant to section 32 of the German Banking Act (Kreditwesengesetz – KWG) …

Date: 19.09.2017 BaFin has published its Statistics on Reinsurance undertakings 2015/2016

BaFin has published its Statistics on Reinsurance undertakings for 2015/2016. The Statistics contain information on the number of reinsurers authorised in Germany and the economic trends in the reinsurance market. They also include an evaluation of the annual financial statements of 31 reinsurers and one third-country branch. More: BaFin has published its Statistics on Reinsurance undertakings 2015/2016 …

Date: 30.08.2017 Results of the 2017 low-interest-rate survey

The low-interest-rate environment continues to weigh heavily on small and medium-sized credit institutions in Germany. More: Results of the 2017 low-interest-rate survey …

Date: 20.07.2017 - Topic Governance Authorisation procedure: BaFin publishes guidance notice on banking business

What are the requirements that credit institutions have to meet if they wish to apply for authorisation to conduct banking business pursuant to sections 32 and 33 of the German Banking Act (Kreditwesengesetz – KWG) in conjunction with section 14 of the German Reports Regulation (Anzeigenverordnung – AnzV)? To answer this question, BaFin has now published a guidance notice, in particular in view of the forthcoming Brexit process. More: Authorisation procedure: BaFin publishes guidance notice on banking business …

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Measures

Date: 25.09.2017 - Topic Measures Maier + Partner Aktiengesellschaft: BaFin imposes administrative fines

On 20 September 2017, BaFin imposed administrative fines amounting to 60,000 euros against Maier + Partner AG. More: Maier + Partner Aktiengesellschaft: BaFin imposes administrative fines …

Date: 22.09.2017 - Topic Measures Stockholm IT Ventures AB: BaFin imposes coercive fines

On 18 September 2017 BaFin imposed coercive fines in the amount of EUR 402,500 on Stockholm IT Ventures AB. More: Stockholm IT Ventures AB: BaFin imposes coercive fines …

Date: 12.09.2017 - Topic Measures China Specialty Glass AG: BaFin threatens coercive fines

On 6 September 2017 BaFin ordered China Specialty Glass AG to comply with the financial reporting requirements pursuant to sections 37v et seq. of the Securities Trading Act (Wertpapierhandelsgesetz – WpHG) and threatened coercive fines in the amount of EUR 282,500. More: China Specialty Glass AG: BaFin threatens coercive fines …

Su­per­vi­so­ry mea­sures

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Aufsichtliche Maßnahmen (refer to: Supervisory measures)
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New documents

Format:Statistics/List Erscheinungfrom 19 September 2017Topic Industry figuresStatis­tics from BaFin - Rein­sur­ance un­der­tak­ings 2015/2016

Statistics from BaFin - Reinsurance undertakings 2015/2016

Format:Form Erscheinungfrom 23 August 2017Topic Authorisation requirementsIn­vest­ment ser­vices and ac­tiv­i­ties pass­port no­ti­fi­ca­tion

Investment services and activities passport notification

Format:Form Erscheinungfrom 23 August 2017Topic Authorisation requirementsBranch pass­port no­ti­fi­ca­tion

Branch passport notification

Format:Form Erscheinungfrom 23 August 2017Topic Authorisation requirementsTied agent pass­port no­ti­fi­ca­tion

Tied agent passport notification

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