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ORSA (refer to: ORSA Reports)
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OR­SA Re­ports

Solvency II requires that insurance undertakings and groups carry out own risk and solvency assessments (ORSA). BaFin has subjected the ORSA reports to an initial analysis. Overall, the undertakings are making good progress with their ORSA reporting. Nonetheless, the analysis has …

Solvency II requires that insurance undertakings and groups carry out own risk and solvency assessments (ORSA). BaFin has subjected the ORSA reports to an initial analysis. Overall, the undertakings are making good progress with their ORSA reporting. Nonetheless, the analysis has also shed light on a number of shortcomings where further improvement is needed.

Pagination

Pagination

News

Date: 25.09.2017 - Topic Authorisation requirements GLSSTOCKS has no authorisation pursuant to section 32 of the German Banking Act (Kreditwesengesetz – KWG)

On its website GLSSTOCKS offers customers the opportunity to open an account for trading in foreign currencies and derivatives, i.e. in contracts for difference (CFDs). More: GLSSTOCKS has no authorisation pursuant to section 32 of the German Banking Act (Kreditwesengesetz – KWG) …

Date: 19.09.2017 BaFin has published its Statistics on Reinsurance undertakings 2015/2016

BaFin has published its Statistics on Reinsurance undertakings for 2015/2016. The Statistics contain information on the number of reinsurers authorised in Germany and the economic trends in the reinsurance market. They also include an evaluation of the annual financial statements of 31 reinsurers and one third-country branch. More: BaFin has published its Statistics on Reinsurance undertakings 2015/2016 …

Date: 30.08.2017 Results of the 2017 low-interest-rate survey

The low-interest-rate environment continues to weigh heavily on small and medium-sized credit institutions in Germany. More: Results of the 2017 low-interest-rate survey …

Date: 20.07.2017 - Topic Governance Authorisation procedure: BaFin publishes guidance notice on banking business

What are the requirements that credit institutions have to meet if they wish to apply for authorisation to conduct banking business pursuant to sections 32 and 33 of the German Banking Act (Kreditwesengesetz – KWG) in conjunction with section 14 of the German Reports Regulation (Anzeigenverordnung – AnzV)? To answer this question, BaFin has now published a guidance notice, in particular in view of the forthcoming Brexit process. More: Authorisation procedure: BaFin publishes guidance notice on banking business …

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Measures

Date: 29.09.2017 - Topic Measures Electrawinds SE: BaFin imposes coercive fines

On 22 September 2017 BaFin imposed coercive fines in the amount of EUR 230,000 on Electrawinds SE. More: Electrawinds SE: BaFin imposes coercive fines …

Date: 27.09.2017 - Topic Measures SYGNIS AG: BaFin imposes administrative fines

On 18 September 2017, BaFin imposed administrative fines amounting to 235,600 euros against SYGNIS AG. More: SYGNIS AG: BaFin imposes administrative fines …

Date: 25.09.2017 - Topic Measures Maier + Partner Aktiengesellschaft: BaFin imposes administrative fines

On 20 September 2017, BaFin imposed administrative fines amounting to 60,000 euros against Maier + Partner AG. More: Maier + Partner Aktiengesellschaft: BaFin imposes administrative fines …

Su­per­vi­so­ry mea­sures

BaFin has extensive powers to put an end to unauthorised banking, insurance or investment business. It can also adopt measures against supervised banks, insurers and investment companies.

Aufsichtliche Maßnahmen (refer to: Supervisory measures)
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New documents

Format:Statistics/List Erscheinungfrom 19 September 2017Topic Industry figuresStatis­tics from BaFin - Rein­sur­ance un­der­tak­ings 2015/2016

Statistics from BaFin - Reinsurance undertakings 2015/2016

Format:Form Erscheinungfrom 23 August 2017Topic Authorisation requirementsIn­vest­ment ser­vices and ac­tiv­i­ties pass­port no­ti­fi­ca­tion

Investment services and activities passport notification

Format:Form Erscheinungfrom 23 August 2017Topic Authorisation requirementsBranch pass­port no­ti­fi­ca­tion

Branch passport notification

Format:Form Erscheinungfrom 23 August 2017Topic Authorisation requirementsTied agent pass­port no­ti­fi­ca­tion

Tied agent passport notification

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Contacts

Con­sumers

Are you having problems with a bank or an insurance company? Find out more about how to complain and the points of contact.

Ansprechpartner für Verbraucher (refer to: Consumers)

Com­pa­nies

Ansprechpartner für Unternehmen (refer to: Companies)

Jour­nal­ists

Ansprechpartner für Medien (refer to: Journalists)

For whistle­blow­ers

BaFin receives disclosures about actual or suspected violations of supervisory provisions.

Whistleblower (refer to: For whistleblowers)
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Quick links

Datenbanken

Databas­es

You can search for companies which hold an authorisation, have passed the EU/EEA notification procedure or have established a representative office in Germany. Other databases include information on investment funds, prospectuses filed and more.

More: Databases …

MVP Portal

MVP Por­tal

This service is intended for those providers who would like to meet BaFin's notification, reporting and transmission requirements on the basis of a simple and secure electronic data exchange system or who are required to use the Reporting and Publishing Platform.

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Hinweisgeberportal

Whistle­blow­ers

Do you wish to disclose actual or suspected violations of supervisory provisions? You can send such information anonymously to BaFin's central contact point for whistleblowers.

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Ausschreibungen

Calls for ten­der

Calls for tender and tender specifications are only available in German.

More: Calls for tender …