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Erscheinung:28.03.2024 | Topic Unauthorised business, Consumer protection BaFin in­ves­ti­gates the com­pa­ny YEM FOUN­DA­TION

The Federal Financial Supervisory Authority (BaFin) warns consumers about the company YEM FOUNDATION and the services it is offering. BaFin has information that the company is conducting banking business and providing financial services without the required authorisation. The company is not supervised by BaFin.

More: BaFin investigates the company YEM FOUNDATION …

Erscheinung:28.03.2024 | Topic Measures BaFin makes vot­ing rights no­ti­fi­ca­tion for Mr. Zong­bin Li

On 26. March 2024, the financial supervisory authority BaFin made a voting rights notification for Mr. Zongbin Li. Mr. Zongbin Li had failed to notify its voting rights in Nakiki SE.

More: Mr. Zongbin Li / Nakiki SE: BaFin makes voting rights notification by way of self-execution …

Erscheinung:28.03.2024 | Topic Measures BaFin makes vot­ing rights no­ti­fi­ca­tion for Mr. Delin Xiong

On 26. March 2024 the financial supervisory authority BaFin made a voting rights notification for Mr. Delin Xiong. Mr. Delin Xiong had failed to notify its voting rights in Nakiki SE.

More: Mr. Delin Xiong / Nakiki SE: BaFin makes voting rights notification by way of self-execution …

Erscheinung:27.03.2024 | Topic Unauthorised business, Consumer protection In­ter­na­tion­al Busi­ness Com­pa­ny Bound­less Lim­it­ed: BaFin warns con­sumers about web­site in­ter­ac­tive­cap­i­tal.org

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website interactivecapital.org. According to information available to BaFin, the operator International Business Company Boundless Limited is providing financial and investment services on this website without the required authorisation.

More: International Business Company Boundless Limited: BaFin warns consumers about website interactivecapital.org …

Warnings and notes for consumers

Erscheinung:28.03.2024 | Topic Unauthorised business, Consumer protection BaFin in­ves­ti­gates the com­pa­ny YEM FOUN­DA­TION

The Federal Financial Supervisory Authority (BaFin) warns consumers about the company YEM FOUNDATION and the services it is offering. BaFin has information that the company is conducting banking business and providing financial services without the required authorisation. The company is not supervised by BaFin.

More: BaFin investigates the company YEM FOUNDATION …

Erscheinung:27.03.2024 | Topic Unauthorised business, Consumer protection In­ter­na­tion­al Busi­ness Com­pa­ny Bound­less Lim­it­ed: BaFin warns con­sumers about web­site in­ter­ac­tive­cap­i­tal.org

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website interactivecapital.org. According to information available to BaFin, the operator International Business Company Boundless Limited is providing financial and investment services on this website without the required authorisation.

More: International Business Company Boundless Limited: BaFin warns consumers about website interactivecapital.org …

Erscheinung:27.03.2024 | Topic Unauthorised business, Prospectuses, Consumer protection Hills & Part­ners Ltd.: BaFin is­sues warn­ing about pur­port­ed sale of Star­link shares

The Federal Financial Supervisory Authority (BaFin) warns consumers about the company Hills & Partners Ltd., London, United Kingdom. The company is offering financial and investment services and is leading investors to believe that it can sell them shares in Starlink Inc. It has no authorisation to do so under the German Banking Act (Kreditwesengesetz – KWG) or the German Investment Firm Act (Wertpapierinstitutsgesetz – WpIG). In addition, BaFin has not received the securities prospectus required under the German Securities Prospectus Act (Wertpapierprospektgesetz – WpPG) for an offer of shares to the public.

More: Hills & Partners Ltd.: BaFin issues warning about purported sale of Starlink shares …

Erscheinung:27.03.2024 | Topic Unauthorised business, Consumer protection apol­lokap­i­tal.com: BaFin warns con­sumers about the com­pa­ny Apol­loKap­i­tal Ltd. and the ser­vices it is of­fer­ing.

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website apollokapital.com. According to information available to BaFin, ApolloKapital Ltd., Luxembourg, is providing financial and investment services on this website without the required authorisation.

More: apollokapital.com: BaFin warns consumers about the company ApolloKapital Ltd. and the services it is offering. …

New documents

Topic ResolutionCir­cu­lar 01/2024 (A)

Circular 01/2024 (A) - Minimum requirements for resolvability within the scope of resolution planning (MaResolvability)

Topic Risk managementCir­cu­lar 05/2023 (BA) - Min­i­mum Re­quire­ments for Risk Man­age­ment (MaRisk)

Annotated text of the Minimum Requirements for Risk Management (MaRisk) in the version of 29.06.2023.

Please note: This English version is provided for information purposes only. The original German text is binding in all respects.

An­nu­al Re­port 2022

BaFin Annual Report 2022