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Erscheinung:23.05.2024 | Topic Measures Baad­er Bank AG: BaFin or­ders im­prove­ments in safe cus­tody busi­ness

On 17 May 2024, BaFin ordered Baader Bank AG to clear delays in securities account transfers. In addition, the bank must take organisational measures to ensure that it can execute client orders promptly in future.

More: Announcement regarding Baader Bank AG …

Erscheinung:23.05.2024 | Topic Unauthorised business, Consumer protection Bar­claysAG: BaFin warns con­sumers about web­site bar­claysag.com

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website barclaysag.com. According to information available to BaFin, the operator is providing financial and investment services on this website without the required authorisation.

More: BarclaysAG: BaFin warns consumers about website barclaysag.com …

Erscheinung:21.05.2024 | Topic Unauthorised business, Consumer protection Iden­ti­ty theft: Bafin warns con­sumers about web­site pep­per­stone.vip

The Federal Financial Supervisory Authority (BaFin) warns consumers about the website pepperstone.vip. According to information available to BaFin, financial and investment services are being provided on this website without the required authorisation. BaFin expressly points out that the licensed securities institution Pepperstone GmbH does not operate the website. This is a case of identity theft.

More: Identity theft: Bafin warns consumers about website pepperstone.vip …

Erscheinung:21.05.2024 | Topic Unauthorised business, Consumer protection bit­bot­er.com: BaFin warns against web­site

The financial supervisory authority BaFin suspects that the unknown operators of the website bitboter.com are conducting banking business and providing financial or investment services without the required authorisation. There, consumers can allegedly trade crypto assets using an automated crypto trading bot.

More: bitboter.com: BaFin warns against website …

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Warnings and notes for consumers

Erscheinung:23.05.2024 | Topic Unauthorised business, Consumer protection Bar­claysAG: BaFin warns con­sumers about web­site bar­claysag.com

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website barclaysag.com. According to information available to BaFin, the operator is providing financial and investment services on this website without the required authorisation.

More: BarclaysAG: BaFin warns consumers about website barclaysag.com …

Erscheinung:21.05.2024 | Topic Unauthorised business, Consumer protection Iden­ti­ty theft: Bafin warns con­sumers about web­site pep­per­stone.vip

The Federal Financial Supervisory Authority (BaFin) warns consumers about the website pepperstone.vip. According to information available to BaFin, financial and investment services are being provided on this website without the required authorisation. BaFin expressly points out that the licensed securities institution Pepperstone GmbH does not operate the website. This is a case of identity theft.

More: Identity theft: Bafin warns consumers about website pepperstone.vip …

Erscheinung:21.05.2024 | Topic Unauthorised business, Consumer protection bit­bot­er.com: BaFin warns against web­site

The financial supervisory authority BaFin suspects that the unknown operators of the website bitboter.com are conducting banking business and providing financial or investment services without the required authorisation. There, consumers can allegedly trade crypto assets using an automated crypto trading bot.

More: bitboter.com: BaFin warns against website …

Erscheinung:17.05.2024 | Topic Unauthorised business, Consumer protection haven­hold.de: BaFin warns against Haven­hold/Haven­hold GmbH

The Financial Supervisory Authority BaFin warns against offers from Havenhold/Havenhold GmbH. It is suspected that the operators of the website havenhold.de are providing banking transactions and financial or investment services without the required authorisation. Contrary to the information on the website, BaFin does not supervise Havenhold/Havenhold GmbH.

More: havenhold.de: BaFin warns against Havenhold/Havenhold GmbH …

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New documents

Format Guidance Notice Erscheinung: from 07.03.2024 Topic Recovery/resolutionGuid­ance No­tice on trade sus­pen­sion on non-ex­changes in the con­text of bank res­o­lu­tion

Guidance Notice on trade suspension on non-exchanges in the context of bank resolution (Status: 07.03.2024)

Format Circular Erscheinung: from 16.02.2024 Topic ResolutionCir­cu­lar 01/2024 (A)

Circular 01/2024 (A) - Minimum requirements for resolvability within the scope of resolution planning (MaResolvability)

Format Circular Erscheinung: from 16.01.2024 Topic Risk managementCir­cu­lar 05/2023 (BA) - Min­i­mum Re­quire­ments for Risk Man­age­ment (MaRisk)

Annotated text of the Minimum Requirements for Risk Management (MaRisk) in the version of 29.06.2023.

Please note: This English version is provided for information purposes only. The original German text is binding in all respects.

Format Publication Erscheinung: from 04.08.2023 An­nu­al Re­port 2022

BaFin Annual Report 2022

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