BaFin - Navigation & Service

Stand:updated on 18.05.2020 All Databases

An overview of all databases and lists kept by BaFin can be found in the following table.

Legal information on databases and lists

Please note: Great care has been taken in compiling all the information contained herein. However, BaFin accepts no liability for the completeness and accuracy of the information. BaFin also expressly states that it accepts no liability for the existence or quality of particular investment products offered by the institutions or for the attainability of any forecast income, earnings or profits

To the databases and lists
Authorised banks, financial services providers, Insurance undertakings & pension funds, Asset management companies
Register of payment and e-money institutions (only available in German)
Notifications of managers’ transactions pursuant to Article 19 of the MAR
Major holdings of voting rights
Register of tied agents
Investment Funds Database
Register of fee-based investment advisers
Prospectuses filed

Additional information

Statistics and lists according to the German Securities Acquisition and Takeover Act (Wertpapiererwerbs- und Übernahmegesetz – WpÜG) - only available in German

Other systemically important institutions (O-SII)

List of the companies that are subject to enforcement (Only available in german)

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