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Topic Measures Administrative fine proceedings

Article from BaFin's 2017 annual report

Administrative fines

Selected cases

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Publications on this topic

Format Measure Erscheinung: from 15.05.2025 An­nounce­ment

On 18 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 10,000 euros on ECHOS Holding AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). ECHOS Holding AG had failed to publish an announcement about the date from which and the website where its …

Format Measure Erscheinung: from 13.05.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on VAR­TA AK­TIENGE­SELLSCHAFT

On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.

Format Measure Erscheinung: from 13.05.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on VAR­TA AK­TIENGE­SELLSCHAFT

On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.

Format Measure Erscheinung: from 13.05.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on ROY As­set Hold­ing SE

On 13 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.

Format Measure Erscheinung: from 13.05.2025 Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on ROY As­set Hold­ing SE

On 20 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.

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