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ESA Q&As that have not been adopted in BaFin's administrative practice

Q&As issued by the ESAs that BaFin has not adopted in its administrative practice or has not adopted in full

The lists of Q&As that BaFin has not adopted in its administrative practice are continuously updated and include questions and answers no later than four months after their publication by the competent European Supervisory Authority.

Q&As issued by the European Banking Authority (EBA)
Not adopted in BaFin's administrative practice or not adopted in full
Large exposure reporting – Criteria for reducing the value of an exposure secured by commercial immovable property, ID 2014_1659
Reduction in own funds – clause in conditions for tier 2 instruments regarding the permission requirement pursuant to Article 77 of the CRR, ID 2013_544
EBA Single Rulebook Q&A 2015_2358 regarding Directive 2014/59/EU (BRRD): limitation of a transfer to a certain period of time in the sale of a business (Article 38(6) of the BRRD)
Common Equity Tier 1 instruments – Requirements of Art. 28 paragraph 1 CRR in relation to profit and loss transfer agreements, ID 2013_408, ID 2013_541, ID 2013_543 and ID 2018_3675

The legal basis for the Q&As is the EBA Regulation.


Q&As issued by the European Securities and Markets Authority (ESMA)
Not adopted in BaFin's administrative practice or not adopted in full
Q&A on the application of the AIFMD - Section VIII Question 2: delegation of the functions set out in Annex I of the AIFMD

The legal basis for the Q&As is the ESMA Regulation.


Q&As issued by the European Insurance and Occupational Pensions Authority (EIOPA)
Not adopted in BaFin's administrative practice or not adopted in full
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The legal basis for the Q&As is the EIOPA Regulation.

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