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Search results 1 to 20 from a total of 530 for search item " "
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Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Vivanco Gruppe AG
On 3 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Vivanco Gruppe AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Vivanco Gruppe AG
On 3 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Vivanco Gruppe AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Wild Bunch AG
On 15 May 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Wild Bunch AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Wild Bunch AG
On 15 May 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on Wild Bunch AG.
Topic Company takeoversMutares SE & Co. KGaA: BaFin prohibits offer
In a notice dated 11 June 2025, BaFin prohibited the offer made by CAUSA Verwaltungs GmbH, München, for the acquisition of shares to the shareholders of Mutares SE & Co. KGaA as published in the German Federal Gazette (Bundesanzeiger) on 23 May 2025.
Topic MeasuresAnnouncement
On 25 September 2024, the Federal Financial Supervisory Authority (BaFin) imposed administrative fines totalling 30,000 euros on ECHOS Holding AG. The fines were imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). ECHOS Holding AG had failed to publish its half-yearly financial report for the financial year 2024. In …
Topic MeasuresAnnouncement
On 6 June 2024, the Federal Financial Supervisory Authority (BaFin) imposed administrative fines totalling 600,000 euros on Innovestica Holdings Inc. The fines were imposed due to the company’s failure to comply with obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). The company failed to submit voting rights notifications within the prescribed period.
Topic MeasuresAnnouncement regarding Donner & Reuschel Aktiengesellschaft
On 14 May 2025, BaFin imposed an administrative fine amounting to 110,000 euros on Donner & Reuschel Aktiengesellschaft. In 2021, the company failed to conduct the required review of the target market for a self-designed financial instrument and thus violated its obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG).
Topic MeasuresAnnouncement
On 14 May 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 10,000 euros on publity AG. In 2020, the company offered securities to the public without the prior publication of a prospectus and thus violated its obligations under Regulation (EU) 2017/1129 (EU Prospectus Regulation).
Topic MeasuresAnnouncement
On 14 May 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 1,750,000 euros on SAP SE. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). SAP SE had failed to publish an announcement stating the date from which and the website on which the annual financial …
Topic MeasuresAnnouncement
On 18 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 10,000 euros on ECHOS Holding AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). ECHOS Holding AG had failed to publish an announcement about the date from which and the website where its …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on VARTA AKTIENGESELLSCHAFT
On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on VARTA AKTIENGESELLSCHAFT
On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ROY Asset Holding SE
On 13 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ROY Asset Holding SE
On 20 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.
Topic MeasuresAnnouncements regarding AKBANK AG
BaFin has ordered that AKBANK AG must remedy shortcomings in the proper business organisation of anti-money laundering as well as other areas. A special commissioner appointed by BaFin is monitoring implementation. The institution must also meet increased own funds requirements. In addition, BaFin has imposed administrative fines in the total amount of EUR 432,500 on AKBANK AG.
Topic MeasuresAnnouncement
On 3 April 2025, the Federal Financial Supervisory Authority (BaFin) imposed administrative fines amounting to EUR 520,000 on UmweltBank AG. Over a period of several years, the company had been found to have shortcomings in its WpHG compliance function, thus contravening obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). An adequately resourced compliance …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on LIBERO football finance AG
On 29 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on LIBERO football finance AG.
Topic MeasuresAnnouncement
On 6 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 1,095,000 euros on Talanx AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Talanx AG had failed to publish an announcement about the date from which and the website where its 2022 …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on IHS Nr. 2 GS GmbH
On 21 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on IHS Nr. 2 GS GmbH.
