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Search results 1 to 20 from a total of 533 for search item " "
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Topic MeasuresAnnouncements regarding AKBANK AG
BaFin has ordered that AKBANK AG must remedy shortcomings in the proper business organisation of anti-money laundering as well as other areas. A special commissioner appointed by BaFin is monitoring implementation. The institution must also meet increased own funds requirements. In addition, BaFin has imposed administrative fines in the total amount of EUR 432,500 on AKBANK AG.
Topic MeasuresAnnouncement
On 3 April 2025, the Federal Financial Supervisory Authority (BaFin) imposed administrative fines amounting to EUR 520,000 on UmweltBank AG. Over a period of several years, the company had been found to have shortcomings in its WpHG compliance function, thus contravening obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). An adequately resourced compliance …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on LIBERO football finance AG
On 29 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on LIBERO football finance AG.
Topic MeasuresAnnouncement
On 6 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 1,095,000 euros on Talanx AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Talanx AG had failed to publish an announcement about the date from which and the website where its 2022 …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on IHS Nr. 2 GS GmbH
On 21 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on IHS Nr. 2 GS GmbH.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on DEMIRE Deutsche Mittelstand Real Estate AG
On 9 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on DEMIRE Deutsche Mittelstand Real Estate AG
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on DEMIRE Deutsche Mittelstand Real Estate AG
On 9 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on DEMIRE Deutsche Mittelstand Real Estate AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on IHS Nr. 2 GS GmbH
On 21 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on IHS Nr. 2 GS GmbH.
Topic MeasuresAnnouncement
On 4 February 2025, the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) imposed administrative fines amounting to EUR 23.05 million on Deutsche Bank AG. The company breached organisational requirements under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) in connection with the sale of derivatives. In addition, its Postbank …
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on pferdewetten.de AG
On 17 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on pferdewetten.de AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on pferdewetten.de AG
On 17 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on pferdewetten.de AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Gateway Real Estate AG
On 8 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on Gateway Real Estate AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on Gateway Real Estate AG
On 8 January 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2.500 euros on Gateway Real Estate AG.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on SPOBAG AG
On 5 December 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2,500 euros on SPOBAG AG.
Topic MeasuresAnnouncement about Valour Digital Securities Limited
On 22 January 2025, the Federal Financial Supervisory Authority (BaFin) ordered Valour Digital Securities Limited to comply with the financial reporting requirements under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). In case the company fails to comply with this order, BaFin also threatened to impose coercive fines in the amount of 57,500 euros.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ROY Asset Holding SE
On 4 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ROY Asset Holding SE
On 4 November 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on ROY Asset Holding SE.
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ZhongDe Waste Technology AG
On 31 October 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 2 million euros on ZhongDe Waste Technology AG
Topic MeasuresPublication of financial reports: Federal Office of Justice imposes disciplinary fine on ZhongDe Waste Technology AG
On 31 October 2024, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 2 million euros on ZhongDe Waste Technology AG.
Topic MeasuresAnnouncement about NAKIKI SE
On 5 December 2024, the Federal Financial Supervisory Authority (BaFin) ordered NAKIKI SE to comply with the financial reporting requirements under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). In case the company fails to comply with this order, BaFin also threatened to impose coercive fines in the amount of 45,000 euros.
