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Topic Prospectuses Prospectuses

Article from the Annual Report 2016 of the BaFin

Securities prospectuses

Non-securities investment prospectuses

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Publications on this topic

Format News Erscheinung: from 02.04.2025 Smarter Habi­tat GmbH & Co. KG: ev­i­dence in­di­cates no prospec­tus pub­lished

The Federal Financial Supervisory Authority (BaFin) has evidence indicating that Smarter Habitat GmbH & Co. KG, which claims to be based in Munich, is publicly offering an investment product in Germany in the form of “limited partnership” interests using the name “ecoHAB”. In contravention of section 6 of the German Prospectus Act (Vermögensanlagengesetz – VermAnlG), a prospectus has not been …

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The Federal Financial Supervisory Authority (BaFin) has identified serious shortcomings in the authorisation procedure regarding the USDe token issued by Ethena GmbH and has imposed measures that are immediately enforceable. BaFin has prohibited Ethena GmbH from continuing to offer its USDe token to the public and instructed the company to have the corresponding reserve of assets frozen by the …

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The Federal Financial Supervisory Authority (BaFin) warns against the offers of Eurofina Financial Group Limited. The company offers unauthorised financial and investment services; it is not authorised under the German Banking Act (KWG) or the German Securities Institutions Act (WpIG). The prospectuses required under the German Securities Prospectus Act (Wertpapierprospektgesetz - WpPG) for a …

Format News Erscheinung: from 18.12.2024 Miller For­est In­vest­ment AG: ev­i­dence in­di­cates no prospec­tus pub­lished

The Federal Financial Supervisory Authority (BaFin) has evidence indicating that Miller Forest Investment AG, domiciled in Schlier, Germany, is offering capital investments to the public in Germany in the form of investments in the forestry industry in Paraguay. Specifically, this relates to the products designated “Waldinvestments” (forest investments), “Pacht – Nutzholz NP18” (lease – timber …

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The Federal Financial Supervisory Authority (BaFin) warns consumers about the company Capital Impact Corp. and the services it is offering. The company is providing financial and investment services without the required authorisation under the German Banking Act (Kreditwesengesetz – KWG) or the German Investment Firm Act (Wertpapierinstitutsgesetz – WpIG).

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