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Topic Prospectuses Prospectuses

Article from the Annual Report 2016 of the BaFin

Securities prospectuses

Non-securities investment prospectuses

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Format Attachment Erscheinung: from 23.05.2025 Ger­man Se­cu­ri­ties Prospec­tus Act (Wert­pa­pier­prospek­t­ge­setz, WpPG)

Act on the Preparation, Approval and Publication of the Prospectus to be Published when Securities are Offered to the Public or Admitted to Trading on an Organised Market (Securities Prospectus Act) (Wertpapierprospektgesetz – WpPG)

Format News Erscheinung: from 20.05.2025 Val­uri­um Ltd.: grounds to sus­pect shares in Curve En­er­gy Corp. be­ing of­fered to the pub­lic with­out the re­quired prospec­tus

BaFin has sufficient grounds to suspect that Valurium Ltd. is offering shares to the public in Germany without the required prospectus. Specifically, the company has been cold calling investors to offer them pre-IPO shares in Curve Energy Corp. The company has not published a securities prospectus for this product.

Format News Erscheinung: from 02.04.2025 Smarter Habi­tat GmbH & Co. KG: ev­i­dence in­di­cates no prospec­tus pub­lished

The Federal Financial Supervisory Authority (BaFin) has evidence indicating that Smarter Habitat GmbH & Co. KG, which claims to be based in Munich, is publicly offering an investment product in Germany in the form of “limited partnership” interests using the name “ecoHAB”. In contravention of section 6 of the German Prospectus Act (Vermögensanlagengesetz – VermAnlG), a prospectus has not been …

Format News Erscheinung: from 21.03.2025 Stand: , updated on 24.04.2025 Ethena GmbH: BaFin pro­hibits new busi­ness with US­De to­ken

The Federal Financial Supervisory Authority (BaFin) has identified serious shortcomings in the authorisation procedure regarding the USDe token issued by Ethena GmbH and has imposed measures that are immediately enforceable. BaFin has prohibited Ethena GmbH from continuing to offer its USDe token to the public and instructed the company to have the corresponding reserve of assets frozen by the …

Format News Erscheinung: from 24.02.2025 Eu­ro­fi­na Fi­nan­cial Group Lim­it­ed: BaFin in­ves­ti­gates the of­fer to al­leged­ly ac­quire shares in Du­ra­cell Inc. and points to sus­pect­ed iden­ti­ty theft

The Federal Financial Supervisory Authority (BaFin) warns against the offers of Eurofina Financial Group Limited. The company offers unauthorised financial and investment services; it is not authorised under the German Banking Act (KWG) or the German Securities Institutions Act (WpIG). The prospectuses required under the German Securities Prospectus Act (Wertpapierprospektgesetz - WpPG) for a …

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