BaFin - Navigation & Service

Erscheinung:21.10.2024, Stand:updated on 18.02.2025 | Topic Measures Announcement

On 25 September 2024, the Federal Financial Supervisory Authority (BaFin) imposed administrative fines totalling 160,000 euros on an individual in a management position at a domestic issuer due to breaches of section 115 (1) sentence 1 and sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG).

An appeal was lodged against the administrative fine order.

Update (18.02.2025):

The administrative fine order of 25 September 2024 has been revoked.

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