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Erscheinung:15.05.2025 | Topic Measures ECHOS Hold­ing AG: BaFin im­pos­es ad­min­is­tra­tive fines

On 18 March 2025, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 10,000 euros on ECHOS Holding AG. The fine was imposed because the company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). ECHOS Holding AG had failed to publish an announcement about the date from which and the website where its 2023 annual financial report was made publicly available.

More: Announcement …

Erscheinung:13.05.2025 | Topic Measures Pub­li­ca­tion of fi­nan­cial re­ports: Fed­er­al Of­fice of Jus­tice im­pos­es dis­ci­plinary fine on VAR­TA AK­TIENGE­SELLSCHAFT

On 7 March 2025, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50.000 euros on VARTA AKTIENGESELLSCHAFT.

More: Publication of financial reports: Federal Office of Justice imposes disciplinary fine on VARTA AKTIENGESELLSCHAFT …

Warnings and notes for consumers

Erscheinung:15.05.2025 | Topic Unauthorised business, Consumer protection Fin­vest Lim­it­ed: BaFin warns about web­site fin­vest.top, for­mer fin­vest.icu

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the website finvest.top. According to information available to BaFin, this website is being used to offer consumers financial and investment services without the required authorisation. The provider falsely claims to be licensed.

More: Finvest Limited: BaFin warns about website finvest.top, former finvest.icu …

Erscheinung:14.05.2025 | Topic Unauthorised business, Consumer protection Iden­ti­ty theft: BaFin warns against of­fers on web­site dvagk.de

The Financial Supervisory Authority BaFin warns against offers on website dvagk.de. According to information available to BaFin, banking transactions and financial services are being provided on this website without the required authorisation. The offers do not originate from Deutsche Vermögensberatung Aktiengesellschaft DVAG. This is a case of identity theft.

More: Identity theft: BaFin warns against offers on website dvagk.de …