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Erscheinung:12.08.2025 | Topic Digitalisierung, Risk management Doc­u­men­ta­tion re­quire­ments un­der DO­RA – made easy (or eas­i­er)

What documentation requirements do companies have to fulfil under DORA? The Federal Financial Supervisory Authority (BaFin) has published an overview to help companies navigate these requirements.

More: Documentation requirements under DORA – made easy (or easier) …

Erscheinung:08.07.2025 | Topic Measures ROY As­set Hold­ing SEBaFin im­pos­es ad­min­is­tra­tive fine

On 27 June 2025, BaFin imposed an administrative fine amounting to 250,000 euros on ROY Asset Holding SE. The company had contravened obligations under the German Securities Trading Act (WertpapierhandelsgesetzWpHG). It had failed to publish its half-yearly financial report for the financial year 2024.

More: Announcement …

Warnings and notes for consumers

Erscheinung:15.08.2025 | Topic Unauthorised business, Consumer protection Wer­tEU: BaFin warns against of­fers on web­site wer­teu(.)net

The financial supervisory authority BaFin warns against offers on the website werteu(.)net. According to information available to BaFin, WertEU allegedly based in Frankfurt and Düsseldorf is offering financial and investment services and crypto-asset services without the required authorisation.

More: WertEU: BaFin warns against offers on website werteu(.)net …

Erscheinung:15.08.2025 | Topic Unauthorised business, Consumer protection DOEX Ex­change: BaFin warns against web­sites doex­ex­change8(.)com, h5.ki-x(.)link and doex(.)cc

The financial supervisory authority BaFin warns against offers on the websites doexexchange8(.)com, h5.ki-x(.)link and doex(.)cc. BaFin suspects that the alleged trading platform DOEX Exchange or Doex is offering financial, investment and crypto asset services without the required authorisation. The unknown operators claim to operate with a license. This is not the case.

More: DOEX Exchange: BaFin warns against websites doexexchange8(.)com, h5.ki-x(.)link and doex(.)cc …